Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean O'Connor is a financial advisor based in Franklin Lakes, NJ. Sean has been in the financial industry since 2009. Sean is currently registered with Corient in Morristown, NJ. Sean has worked with clients like individuals, high-net-worth individuals, charitable organizations, corporations, insurance companies, pension and profit-sharing plans, and other trusts. Sean provides financial planning, investment advice, portfolio management, pension consulting and education seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of assets under advisement
1
2
NJ
03/07/2023 - Present
Corient (Morristown NJ)
NJ
03/30/2015 - 09/20/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
NY
05/15/2013 - 08/20/2013
HRC FUND ASSOCIATES, LLC (NEW YORK NY)
NY
09/08/2011 - 05/01/2013
DREXEL HAMILTON, LLC (NEW YORK NY)
NJ
06/05/2009 - 05/31/2011
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
IA
Issued 03/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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