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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Navin is a financial advisor who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Sean Navin has been in the industry since 2020. Sean Navin has passed the Series 63, Series 66, Series 7TO, Series 6TO, and SIE exams. Sean Navin has been registered with the following states: California, Connecticut, Delaware, Florida, Maine, Massachusetts, Michigan, New Hampshire, New Jersey, New York, Rhode Island, Texas, and Vermont. Sean Navin is also registered with the following SROs: FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/21/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FARMINGTON CT)
MA
03/10/2022 - 07/26/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (SOUTH HADLEY MA)
CT
10/13/2021 - 02/24/2022
J.P. MORGAN SECURITIES LLC (Farmington CT)
CT
01/20/2021 - 03/29/2021
AMERIPRISE FINANCIAL SERVICES, LLC (SIMSBURY CT)
BOTH
Issued 05/14/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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