Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Minnihan is a financial professional with over 25 years of experience in the industry. Sean has a wide range of experience in the industry including positions at Goldman Sachs & Co., Salomon Smith Barney Inc., UBS Securities LLC, BANC OF AMERICA SECURITIES LLC, GCA ADVISORS, LLC, and Nomura Securities International, Inc. Sean is currently registered with Oppenheimer & Co. Inc. in New York. Sean specializes in various areas including portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
04/04/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
09/17/2018 - 02/07/2023
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
02/27/2013 - 09/17/2018
GCA ADVISORS, LLC (NEW YORK NY)
NY
05/21/2009 - 11/30/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
01/24/2005 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/02/1999 - 03/15/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/20/1996 - 06/22/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/29/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 01/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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