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Sean Patrick McGowan

Russell Investments Implementation Services, LLC

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About Sean Patrick McGowan

Sean McGowan is a financial advisor with Russell Investments Implementation Services, LLC. Sean has over 3 years of experience in the financial services industry. Sean is registered with FINRA and holds the Series 66, Series 7TO, and SIE licenses. Sean specializes in providing financial advice to businesses and investment companies.

Firm Information

Sean McGowan is currently registered with Russell Investments Implementation Services, LLC. Russell Investments Implementation Services, LLC is a Limited Liability Company headquartered in Seattle, Washington. The firm provides portfolio management for businesses and pooled investment vehicles and offers other advisory services. Russell Investments Implementation Services, LLC has been registered with the SEC since 2016 and is currently registered with the states of Arizona, Illinois, Massachusetts, New York, Ohio, Rhode Island, Texas, Vermont, and Washington. The firm manages approximately $82.66 billion in regulatory assets under management, with the majority of its clients being pension and profit-sharing plans, state or municipal government entities, and charitable organizations.
Russell Investments Implementation Services, LLC

1301 SECOND AVENUE

SEATTLE, WA 98101

$82.66B

Assets Under Management

52

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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execution services

Execution services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

% of revenue/intracompany agrmts

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Sean McGowan’s Registration & Firm History

WA

07/22/2022 - Present

Russell Investments Implementation Services, LLC (SEATTLE WA)

TX

11/15/2019 - 06/23/2022

DFA SECURITIES LLC (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 12/13/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 09/13/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Sean Patrick McGowan.
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