Unclaimed
Sean McGowan is a financial advisor associated with Cetera Advisors LLC, a registered broker-dealer and investment advisor. Sean has been in the financial services industry since October 2, 2010, holding licenses for both Series 7 and Series 63. He has previously worked at Investors Capital Corp. and Duncan-Williams, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/03/2016 - Present
Cetera Advisors LLC (WAYNE PA)
PA
11/16/2011 - 10/03/2016
INVESTORS CAPITAL CORP. (HORSHAM PA)
PA
01/18/2010 - 03/02/2011
DUNCAN-WILLIAMS, INC. (PHILADELPHIA PA)
BC
Issued 02/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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