Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick McGerr is a financial advisor with over 25 years of experience in the financial services industry. Sean has worked with Wells Fargo Clearing Services, LLC since February 2021. Prior to joining Wells Fargo, Sean was a financial advisor with UBS Financial Services Inc. from February 2009 until February 2021. Sean is a Series 7, Series 10, Series 24, Series 63 and Series 65 licensed professional. Sean is registered with the state of Nebraska and Texas as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
02/16/2021 - Present
Wells Fargo Clearing Services, LLC (LINCOLN NE)
NE
02/20/2009 - 02/23/2021
UBS FINANCIAL SERVICES INC. (LINCOLN NE)
NE
01/27/2006 - 02/25/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN NE)
NY
12/19/2003 - 02/10/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
11/27/2002 - 12/05/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
06/07/2000 - 12/05/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
01/30/1996 - 06/22/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 04/03/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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