Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean McCarthy is a financial advisor with Stifel, Nicolaus & Company, Inc. Sean has been in the industry since 2000 and has a wide range of experience in providing financial advice. Sean holds several professional licenses and designations, including the Series 7, 50, 53, 54, and 63 exams, as well as the SIE. Sean is registered with the state of Missouri and Illinois. Sean has worked with clients in various sectors, including individuals, businesses, insurance companies, pension plans, and government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/25/2008 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
IL
11/26/2007 - 06/11/2008
WACHOVIA CAPITAL MARKETS, LLC (CHICAGO IL)
MO
11/29/2000 - 11/26/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 07/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2021
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 11/03/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 11/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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