Unclaimed
Sean Patrick Matthews is a financial advisor with over 29 years of experience in the industry. Sean is currently registered with Corebridge Capital Services, Inc. in Woodland Hills, California. Sean previously worked at AXA DISTRIBUTORS, LLC, SUN LIFE FINANCIAL DISTRIBUTORS, INC., CITIGROUP GLOBAL MARKETS INC., ARGENT SECURITIES, INC., and CORPORATE SECURITIES GROUP, INC. Sean holds the following licenses: Series 7, Series 24, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/07/2014 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
NJ
11/15/2010 - 10/14/2014
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
MA
12/19/2003 - 11/16/2010
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
NY
10/07/1996 - 12/16/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
GA
01/03/1995 - 08/30/1996
ARGENT SECURITIES, INC. (ATLANTA GA)
MO
03/17/1994 - 12/31/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
IA
Issued 05/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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