Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kernan is a financial advisor with over 20 years of experience in the industry. Sean has been registered with Advisor Resource Council since 2012. Prior to that, Sean was registered with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Edward Jones. Sean has a strong track record of success in helping clients reach their financial goals. Sean is committed to providing his clients with personalized financial advice and services. Sean is registered to provide investment advice in all 50 states. Sean has been a registered representative with LPL Financial, LLC since 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
06/06/2012 - Present
Advisor Resource Council (DALLAS TX)
TX
06/01/2009 - 09/08/2009
MORGAN STANLEY SMITH BARNEY (ARLINGTON TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ARLINGTON TX)
TX
07/22/2005 - 04/02/2007
MORGAN STANLEY DW INC. (ARLINGTON TX)
MO
05/21/2002 - 07/29/2005
EDWARD JONES (ST. LOUIS MO)
IA
Issued 01/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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