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Sean Patrick Keane

First Trust Advisors LP

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About Sean Patrick Keane

Sean Keane is a registered investment advisor representative associated with First Trust Advisors LP. Sean Keane has been in the industry since August 8, 2014, and has a Series 66, Series 7, and SIE license. Sean Keane is registered with the states of Illinois and Tennessee. Prior to joining First Trust Advisors LP, Sean Keane was employed with SunTrust Investment Services, Inc. in Atlanta, Georgia and Amerprise Financial Services, Inc. in Sioux City, Iowa.

Firm Information

Sean Keane is currently registered with First Trust Advisors LP. First Trust Advisors LP is an investment advisor headquartered in Wheaton, Illinois, with over 210 billion in assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They specialize in ETF development and management and offer a variety of investment strategies, including index tracking, active management, and alternative investments. First Trust Advisors LP also publishes periodicals and selects other advisors for its clients.
First Trust Advisors LP

120 E. LIBERTY DRIVE

WHEATON, IL 60187

$210.88B

Assets Under Management

Not reported

Total Clients

499

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fixed fees per unit (uits) for portfolio supervisory services

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Sean Keane’s Registration & Firm History

TN

08/29/2024 - Present

First Trust Advisors LP (FRANKLIN TN)

TN

08/19/2016 - 11/20/2018

SUNTRUST INVESTMENT SERVICES, INC. (NASHVILLE TN)

IA

05/28/2014 - 07/19/2016

AMERIPRISE FINANCIAL SERVICES, INC. (SIOUX CITY IA)

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Licenses & Designations

BOTH

Issued 07/03/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Patrick Keane.
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