Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Hutton is a financial advisor at Lightspeed Financial Services Group LLC. Sean Hutton has been in the financial services industry since 2010. Sean Hutton is registered with FINRA and has Series 3, 4, 7, 55, 57TO, and 63 licenses. Sean Hutton is also registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/03/2020 - Present
Lightspeed Financial Services Group LLC (Morristown NJ)
NY
01/22/2015 - 04/20/2020
SCORE PRIORITY CORP. (NEW YORK NY)
NY
08/13/2009 - 08/11/2014
LIGHTSPEED TRADING, LLC (NEW YORK NY)
BC
Issued 10/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2016
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2017
Series 3 - National Commodity Futures Examination
BC
Issued 06/01/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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