Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Gunning is a registered representative with Realta Equities, Inc. Sean has been in the securities industry since August 8, 2015. Sean has a Series 63, Series 26, Series 22TO, SIE, and Series 6 license. Sean is currently registered in California, Delaware, Florida, Illinois, Kentucky, and Pennsylvania. Prior to joining Realta Equities, Inc., Sean worked at ADP BROKER-DEALER, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DE
10/12/2023 - Present
Realta Equities, Inc. (WILMINGTON DE)
PA
07/28/2015 - 09/29/2023
ADP BROKER-DEALER, INC. (Allentown PA)
BC
Issued 08/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/22/2024
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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