Unclaimed
Sean Patrick Gibson is a securities professional with over 20 years of experience in the industry. Sean is currently registered with Triad Securities Corp. and holds Series 7 and Series 63 licenses. Sean has previously held positions at LEK Securities Corporation, FutureTrade Securities, LLC, Sungard Institutional Brokerage Inc., Assent LLC, and Track Data Securities Corporation. Sean is registered with the state securities regulators of New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/09/2023 - Present
Triad Securities Corp. (NEW YORK NY)
NY
05/29/2008 - 03/21/2022
LEK SECURITIES CORPORATION (NEW YORK NY)
CT
06/08/2007 - 05/20/2008
FUTURETRADE SECURITIES, LLC (GREENWICH CT)
NY
10/12/2006 - 07/02/2007
SUNGARD INSTITUTIONAL BROKERAGE INC. (NEW YORK NY)
NY
05/28/2003 - 06/25/2007
ASSENT LLC (NEW YORK NY)
NY
02/22/2002 - 05/15/2003
TRACK DATA SECURITIES CORPORATION (BROOKLYN NY)
BC
Issued 05/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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