Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Germaine is a financial professional with over 10 years of experience in the securities industry. Sean is a registered representative with CTC, LLC, a firm that provides a range of financial services. Sean holds several licenses, including the Series 24, Series 57TO, SIE, and Series 56. Sean is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/31/2015 - Present
CTC, LLC (CHICAGO IL)
IL
06/08/2011 - 08/29/2013
CTC L.L.C. (CHICAGO IL)
BC
Issued 02/07/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
Not sure Sean Germaine is the right advisor for you? Invested Better is here to help.
