Unclaimed
Sean Patrick Foye is a registered representative and investment advisor representative with Morgan Stanley. Sean has been in the securities industry since January 31, 2001. Sean is registered in 27 states and the District of Columbia. Sean is a member of FINRA and is also a member of the Securities Investor Protection Corporation (SIPC). Sean's primary place of business is at the Morgan Stanley office located at 61 South Paramus Road, 3rd Floor, Paramus, NJ 07652.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
06/15/2015 - Present
Morgan Stanley (Paramus NJ)
NJ
11/16/2007 - 06/29/2015
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NY
06/02/2005 - 07/24/2007
LABRANCHE & CO. LLC (NEW YORK NY)
NY
06/14/2002 - 05/23/2005
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
06/14/2002 - 01/28/2003
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
02/27/2001 - 07/22/2002
KV EXECUTION SERVICES LLC (NEW YORK NY)
NY
01/02/2001 - 02/27/2001
BEAR HUNTER SPECIALISTS LLC (NEW YORK NY)
NY
10/01/2000 - 01/02/2001
HUNTER SPECIALISTS, LLC (NEW YORK NY)
BOTH
Issued 12/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/25/2001
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 09/27/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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