Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Flanigan is an advisor with Ameriprise Financial Services, LLC, with offices in Raleigh, NC, and Supply, NC. Sean has been an active advisor in the financial industry since 1996, with experience at several firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and UBS Financial Services Inc. Sean holds Series 63, 65, 7, 9, 10, and SIE licenses and is registered with the states of Arizona, Arkansas, Delaware, Florida, Georgia, Idaho, Illinois, Louisiana, Massachusetts, Michigan, Montana, Nevada, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
10/06/2021 - Present
Ameriprise Financial Services, LLC (RALEIGH NC)
NC
06/01/2009 - 09/11/2012
MORGAN STANLEY SMITH BARNEY (ASHEVILLE NC)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PITTSBURG PA)
PA
05/27/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PITTSBURG PA)
NJ
12/11/1998 - 06/17/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/18/1996 - 12/18/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 06/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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