Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Flaherty is a financial advisor at AEL Financial Services, LLC. Sean holds Series 7TO, SIE and Series 66 licenses. Sean has been in the industry for 1 year, with experience at Principal Securities, Inc. Sean is registered in Iowa, Minnesota, Missouri, North Dakota and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
08/16/2024 - Present
AEL Financial Services, LLC (West Des Moines IA)
IA
09/23/2022 - 02/23/2024
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
BOTH
Issued 12/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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