Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Ferguson is a financial advisor with J. W. Cole Advisors, Inc., a firm with offices in Tampa, Florida. Sean has over 20 years of experience in the financial services industry. Sean has a Series 66, Series 65 and Series 63 license. Sean also has a Series 52TO, Series 4 and Series 24 license. Sean is a Registered Representative and Investment Advisor Representative for the firm. Sean previously worked for Raymond James Financial Services, Inc. and Invest Financial Corporation. Sean is a resident of Tampa, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/02/2020 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
FL
04/24/2018 - 12/23/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
05/04/2005 - 03/19/2018
INVEST FINANCIAL CORPORATION (TAMPA FL)
FL
05/28/2002 - 05/03/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
03/19/1999 - 05/20/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
PA
11/05/1998 - 01/28/1999
NAVILLUS SECURITIES, INC. (WEST CONSHOHOCKEN PA)
FL
01/16/1998 - 07/31/1998
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
BOTH
Issued 10/14/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/11/2000
Series 4 - Registered Options Principal Examination
BC
Issued 02/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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