Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Patrick Edrington is a financial advisor who has been in the industry since 2001. Sean is currently registered with UBS Financial Services Inc. and has been with the firm since 2012. Prior to joining UBS Financial Services Inc., Sean worked at Deutsche Bank Securities Inc. from 2007 to 2012, Citigroup Global Markets Inc. from 2002 to 2007, and Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2001 to 2002. Sean has a wide range of experience and expertise in financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/18/2020 - Present
UBS Financial Services Inc. (BEVERLY HILLS CA)
CA
09/06/2007 - 12/05/2012
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
CA
11/14/2002 - 09/11/2007
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
03/16/2001 - 11/20/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/25/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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