Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Durkin is an Investment Advisor Representative with Capital Client Group, Inc. Sean has over 7 years of experience in the financial services industry. Prior to joining Capital Client Group, Inc., Sean worked at ALPS Portfolio Solutions Distributor, Inc., in Denver, Colorado. Sean is a licensed Series 63 and Series 65 advisor. Sean is registered with the states of Arizona, California, Colorado and Florida. Sean also holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
07/02/2018 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CO
05/15/2015 - 05/31/2016
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)
IA
Issued 03/21/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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