Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Duffy is a financial professional with over 10 years of experience in the industry. Sean is currently registered with Wells Fargo Securities, LLC and holds the Series 63, SIE and Series 79 licenses. Sean is registered in 53 states and the District of Columbia. Sean's professional career began in 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
07/26/2010 - Present
Wells Fargo Securities, LLC (CHICAGO IL)
BC
Issued 08/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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