Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Darroch is a financial professional with over 15 years of experience in the industry. Sean is currently registered with Mufg Securities Americas Inc., a firm located in New York, NY. Sean's past experience includes working with Mizuho Securities Canada Inc., Mizuho Securities USA LLC, RBS Securities Inc. and ABN AMRO Incorporated. Sean holds Series 7, Series 63, SIE and Series 79TO licenses. Sean's areas of focus are not explicitly stated in this data.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/01/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/14/2021 - 09/23/2022
MIZUHO SECURITIES CANADA INC. (NEW YORK NY)
NY
10/01/2014 - 09/23/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
CT
04/21/2009 - 09/25/2014
RBS SECURITIES INC. (STAMFORD CT)
CT
02/07/2008 - 04/24/2009
ABN AMRO INCORPORATED (GREENWICH CT)
BC
Issued 02/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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