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Sean Patrick Cunniff

Edward Jones

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About Sean Patrick Cunniff

Sean Cunniff is a financial advisor with Edward Jones. Sean has been in the industry since 2005 and is currently registered in Missouri as a Registered Representative (RA). Sean's previous employers include ALPS Distributors, Inc., J.P. Morgan Institutional Investments Inc., J. P. Morgan Invest, LLC, Signator Investors, Inc., National Financial Services LLC and John Hancock Funds, Inc.

Firm Information

Sean Cunniff is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Sean Cunniff’s Registration & Firm History

MO

01/31/2020 - Present

Edward Jones (ST. LOUIS MO)

MA

07/19/2006 - 03/11/2008

ALPS DISTRIBUTORS, INC. (TEWKSBURY MA)

MA

11/21/2005 - 02/22/2006

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (BOSTON MA)

MA

02/07/2003 - 11/21/2005

J. P. MORGAN INVEST, LLC (BOSTON MA)

MA

11/13/2001 - 02/12/2003

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

04/20/2000 - 01/10/2001

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

09/23/1992 - 03/14/2000

JOHN HANCOCK FUNDS, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 01/30/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 11/18/2019

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/1994

Series 7 - General Securities Representative Examination

BC

Issued 09/22/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sean Patrick Cunniff.
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