Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Cote is a financial advisor with Wealth Enhancement Advisory Services, LLC. Sean is a registered investment advisor in Illinois and Wisconsin and has been in the industry since 1997. Sean's primary focus is providing financial planning and portfolio management for individuals, businesses, and retirement plans. Sean also provides consulting services to clients on their ERISA 3(38) investment needs. Sean is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
01/02/2021 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
WI
02/06/2007 - 04/28/2014
SVA FINANCIAL SERVICES, LLC (MADISON WI)
WI
10/19/1999 - 07/01/2005
WHAFS EQUITIES CORPORATION (MADISON WI)
NY
06/16/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
06/16/1997 - 10/05/1999
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 12/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/24/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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