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Sean Patrick Conway

Siebert Williams Shank & CO., LLC

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About Sean Patrick Conway

Sean Conway is a registered representative with Siebert Williams Shank & Co., LLC, currently working in the New York, NY office. Sean Conway has been active in the industry since October 2021. Sean Conway is registered in New York and holds the following licenses: Series 63, Series 7TO, Series 52TO, and SIE.

Firm Information

Sean Conway is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Conway’s Registration & Firm History

NY

10/11/2021 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/24/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/18/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/11/2021

Series 52TO - Municipal Securities Representative Examination

BC

Issued 08/26/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Patrick Conway.
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