Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Connolly is an investment professional with over 23 years of experience in the financial services industry. Sean is a registered investment advisor in Florida and Texas. He is currently employed by Rockefeller Financial LLC, where he provides financial planning and portfolio management services for individuals, families, and businesses. Prior to joining Rockefeller Financial LLC, Sean worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bank of America. Sean holds the Series 7, Series 31, Series 63, and Series 65 licenses. He is also a member of the advisory board for the St. Margaret Mary Church in Winter Park, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/17/2023 - Present
Rockefeller Financial LLC (WINTER PARK FL)
FL
09/05/2003 - 02/21/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINTER PARK FL)
FL
07/09/1999 - 09/05/2003
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sean Connolly is the right advisor for you? Invested Better is here to help.
