Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Concannon is a financial professional with over five years of experience in the financial industry. Sean is currently registered with Tower Principal Markets LLC in Mount Pleasant, South Carolina. Sean has previously held positions with Latour Trading LLC and TRC Markets LLC, as well as LEUMI INVESTMENT SERVICES INC. Sean holds the Series 27, Series 99TO and SIE licenses. Sean is a knowledgeable and experienced financial advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
04/14/2023 - Present
Tower Principal Markets LLC (MOUNT PLEASANT SC)
NY
12/09/2017 - 11/25/2020
LEUMI INVESTMENT SERVICES INC. (NEW YORK NY)
BC
Issued 12/09/2017
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/30/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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