Unclaimed
Sean Clemens is a financial professional who has been working in the industry since 2015. Sean is currently registered with Stonehaven, LLC in New York, NY. Sean previously worked at RAINMAKER SECURITIES, LLC in Santa Monica, CA. Sean has passed several exams including the Series 63, Series 62, Series 79, and the SIE. Sean holds registrations in 36 states, including Alaska, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Illinois, Iowa, Kansas, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/03/2020 - Present
Stonehaven, LLC (NEW YORK NY)
CA
08/12/2015 - 06/03/2020
RAINMAKER SECURITIES, LLC (Santa Monica CA)
BC
Issued 12/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2018
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/02/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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