Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Casey is a registered investment advisor representative with Cetera Investment Advisers LLC. Sean is also a registered representative with Cetera Investment Services LLC. Sean has been in the industry since 1992. Sean has been registered with Cetera Investment Advisers LLC in South Carolina since 2022 and in Minnesota since 2022. Sean is also registered with Cetera Investment Services LLC in Georgia and South Carolina since 2004. Sean previously worked at Guaranty Brokerage Services, Inc., BANCNORTH INVESTMENT GROUP, INC., IFMG SECURITIES, INC., INVEST FINANCIAL CORPORATION, FSC SECURITIES CORPORATION, NATIONWIDE INVESTMENT SERVICES CORPORATION, and FINANCIAL HORIZONS SECURITIES CORPORATION. Sean holds the Series 6, Series 7, Series 24, Series 26, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/07/2022 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
04/22/2009 - 12/31/2010
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
04/22/2009 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
NY
11/18/2002 - 02/04/2004
IFMG SECURITIES, INC. (PURCHASE NY)
WI
07/27/1999 - 09/30/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
GA
11/05/1998 - 06/22/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
OH
07/01/1996 - 08/05/1998
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NA
07/18/1991 - 07/01/1996
FINANCIAL HORIZONS SECURITIES CORPORATION
BOTH
Issued 01/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/27/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/25/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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