Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Carroll is a financial advisor with Empower Advisory Group, LLC. Sean is a registered representative and investment advisor representative in the state of Colorado. He is also registered in 51 other states and the District of Columbia. He has been in the industry since October 2016. Sean has a strong track record of helping individuals, families, and businesses achieve their financial goals. He has the experience and expertise to help clients with a variety of financial needs, including retirement planning, investment management, and college savings. Sean is committed to providing personalized advice and services to help his clients reach their financial objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
07/07/2022 - Present
Empower Advisory Group, LLC (Colorado Springs CO)
CO
04/14/2016 - 01/10/2022
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
BOTH
Issued 06/23/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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