Unclaimed
Sean Patrick Brady is a registered representative with Janus Henderson Distributors US LLC, a firm with a branch office located in Denver, CO. Sean Brady has been in the financial services industry for over 20 years and holds licenses for both the Series 6 and Series 7 securities exams. He is also a registered representative in the state of Colorado. Sean Brady previously worked with SunTrust Investment Services, Inc. and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/01/2017 - Present
Janus Henderson Distributors US LLC (DENVER CO)
GA
10/04/2016 - 04/05/2017
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
IL
01/17/2001 - 10/08/2015
GOLDMAN, SACHS & CO. (CHICAGO IL)
BOTH
Issued 04/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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