Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Brady is a financial advisor with Commerce Brokerage Services, Inc. located in KANSAS CITY, MO. Sean has been in the financial industry since 1996 and has a wide range of experience. Sean is registered with the following securities licenses: Series 7, Series 63, Series 52TO, and Series 79TO. Sean is also a registered representative in 16 states. Sean has a commitment to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
11/03/2020 - Present
Commerce Brokerage Services, Inc. (KANSAS CITY MO)
CO
06/12/2019 - 10/29/2020
NORTHLAND SECURITIES, INC. (GREENWOOD VILLAGE CO)
CO
05/29/2007 - 06/13/2019
VINING SPARKS (Denver CO)
CO
01/04/2005 - 05/31/2007
D.A. DAVIDSON & CO. (DENVER CO)
NE
06/30/2003 - 01/01/2005
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
IL
04/02/1996 - 07/10/2003
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BC
Issued 04/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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