Unclaimed
Sean P. Tinker is a financial advisor with over 20 years of experience in the industry. Sean has been registered with ADP Broker-Dealer, Inc. since May 27, 2015. Previously, Sean was registered with NYLIFE DISTRIBUTORS LLC from December 12, 2006 to May 8, 2015 and from October 12, 2000 to October 20, 2006. Sean is also registered with NYLIFE SECURITIES INC. and has held licenses in 51 states. Sean holds the Series 6 and Series 63 licenses and has passed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/27/2015 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NJ
12/12/2006 - 05/08/2015
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
NJ
10/12/2000 - 10/20/2006
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
NY
07/09/2004 - 11/18/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 06/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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