Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean P. Leary is a registered representative with MMA Securities LLC. Sean has been in the securities industry since 2021. Sean has a Series 63, Series 6TO and SIE license. Previously, Sean was with MMC Securities LLC and J.P. Morgan Securities LLC. Sean specializes in providing advisory services to retirement plan participants. Sean is registered in Colorado, Connecticut, Illinois, Nebraska and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
CT
08/01/2023 - Present
MMA Securities LLC (Hartford CT)
CT
12/08/2022 - 08/01/2023
MMC SECURITIES LLC (HARTFORD CT)
NY
06/28/2021 - 11/15/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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