Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean P. Kennedy is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Sean has been in the industry since January 23, 2013, and has a broad range of experience in financial services. Sean is registered in 42 states, including Illinois, Texas, and California. Sean has earned the Series 7, 63, and 66 licenses, as well as the Series 7TO and the SIE. Sean is an active member of the financial community, and is currently serving as a board member for EGKs for EGK. Sean's primary focus is on providing investment advisory and financial planning services to individuals, corporations, and charitable organizations. Sean is also committed to serving the community, and has dedicated time to fundraising for AED equipment and heart screenings for local communities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/25/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
07/22/2021 - 03/09/2022
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
07/28/2000 - 02/17/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IA
Issued 05/25/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/19/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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