Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Joffe is a registered representative with Houlihan Lokey Capital, Inc. Sean is licensed to sell securities in New York. Sean has been working in the securities industry since April 23, 2012. Sean has passed the Series 63, Series 7, Series 79, and SIE exams. Sean has experience at firms such as Greenhill & Co., LLC, SIXPOINT PARTNERS LLC and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/16/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
12/14/2021 - 01/17/2024
GREENHILL & CO., LLC (NEW YORK NY)
NY
08/15/2013 - 06/08/2021
SIXPOINT PARTNERS LLC (NEW YORK NY)
NY
08/16/2011 - 06/11/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 03/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/15/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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