Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean P. Doherty is a financial professional with over 15 years of experience in the industry. Sean is currently a Registered Representative at J.p. Morgan Securities LLC in New York, NY. Sean has previously held roles at J.P. Morgan Clearing Corp. and Bear, Stearns & Co. Inc. Sean specializes in providing investment advice to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/09/2016 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/06/2016 - 05/06/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/11/2014 - 05/06/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
07/07/2006 - 09/26/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
06/10/1994 - 06/22/1994
FIRST INVESTORS CORPORATION
BOTH
Issued 12/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2014
Series 99 - Operations Professional Examination
BC
Issued 06/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
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