Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean O'Riley is a financial professional with over 10 years of experience in the financial industry. Sean is currently registered with Fidelity Brokerage Services LLC and holds Series 6, 7TO, and SIE licenses. Sean is registered with the state of North Carolina and 52 additional states. Sean previously worked at FRANKLIN/TEMPLETON DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/30/2024 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
FL
03/03/2003 - 07/10/2014
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
BC
Issued 06/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/25/2024
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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