Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean O'brien has been a registered professional in the financial services industry since 1994. Sean is a Series 7, Series 3, Series 55, Series 24, and Series 63 licensed professional. Sean currently works at Interactive Brokers LLC, which is located in Chicago, Illinois. Previously, Sean worked at Piper Jaffray & Co., Wedbush Securities Inc., Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Salomon Brothers Inc.. Sean has been registered in 53 states and territories. Sean is a highly experienced financial professional with a broad range of experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/24/2018 - Present
Interactive Brokers LLC (CHICAGO IL)
MN
09/22/2014 - 06/18/2018
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
IL
06/24/2013 - 07/02/2014
WEDBUSH SECURITIES INC. (CHICAGO IL)
IL
04/01/1999 - 06/03/2013
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
02/04/1998 - 03/05/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/02/1994 - 01/16/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 12/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/03/1995
Series 3 - National Commodity Futures Examination
BC
Issued 08/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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