Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Nicholi Koutsakis is a financial advisor with LPL Financial LLC. Sean has been in the financial services industry since 2010. Sean has a wide range of experience, having worked with a variety of firms, including BANCWEST INVESTMENT SERVICES, INC. and BBVA COMPASS INVESTMENT SOLUTIONS, INC. Sean holds both Series 7 and 66 licenses, as well as a Series 24 principal exam. Sean is also registered to provide investment advisory services in Arizona, California, Colorado, Nebraska, and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
12/11/2023 - Present
LPL Financial LLC (DENVER CO)
CO
05/21/2012 - 08/31/2023
BANCWEST INVESTMENT SERVICES, INC. (DENVER CO)
CO
05/12/2011 - 04/09/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (AURORA CO)
FL
08/25/2010 - 04/26/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ORLANDO FL)
FL
09/11/2008 - 09/29/2008
AMERIPRISE FINANCIAL SERVICES, INC. (ORLANDO FL)
CA
09/09/2004 - 02/25/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 09/04/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/08/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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