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Sean Nicholas Edkins

DWS Distributors, Inc.

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About Sean Nicholas Edkins

Sean Edkins is a financial advisor with over 25 years of experience in the industry. Currently, Sean is a Registered Representative with DWS Distributors, Inc., a leading financial services firm. Sean is dedicated to helping clients achieve their financial goals through personalized investment strategies and comprehensive financial planning services. Sean has a strong track record of success in helping clients navigate complex financial markets and achieve long-term financial success. Sean is committed to providing clients with the highest level of service and support. Sean is also registered as a principal in Series 24.

Firm Information

Sean Edkins is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Edkins’s Registration & Firm History

IL

12/06/2013 - Present

DWS Distributors, Inc. (CHICAGO IL)

MD

07/07/2008 - 11/05/2013

PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)

MA

11/15/2005 - 05/20/2008

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

NY

07/08/2004 - 08/09/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/13/2000 - 07/16/2003

BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)

NJ

10/13/1998 - 07/06/2000

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

CT

07/21/1995 - 08/24/1998

PILGRIM AMERICA SECURITIES, INC. (WINDSOR CT)

AZ

01/13/1995 - 08/01/1995

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

BOTH

Issued 01/04/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/10/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Nicholas Edkins.
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