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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Nguyen Pham is a financial advisor with over 16 years of experience. Sean Nguyen Pham is currently registered with Ocean Park Asset Management, LLC and has been with the firm since October 2017. Sean Nguyen Pham is also registered with the state of California, Arizona, Arkansas, Colorado, Louisiana, Montana, Nebraska, Nevada, New Mexico, Oklahoma, Oregon, Texas, Utah, Washington, and Wyoming. Previously, Sean Nguyen Pham was registered with American Funds Distributors, Inc. and Northwestern Mutual Investment Services, LLC. Sean Nguyen Pham holds FINRA Series 7TO, 6, 63 and 65 licenses as well as the SIE designation. Sean Nguyen Pham specializes in providing portfolio management services to individuals and investment companies. Sean Nguyen Pham has worked in the financial services industry for over 16 years and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
12/05/2024 - Present
Ocean Park Asset Management, LLC (SANTA MONICA CA)
CA
04/05/2007 - 01/31/2017
AMERICAN FUNDS DISTRIBUTORS, INC. (IRVINE CA)
CA
03/27/2006 - 02/26/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEWPORT BEACH CA)
IA
Issued 05/23/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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