Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Nemec is a financial advisor with over 8 years of experience in the industry. Sean is currently registered with J.p. Morgan Securities LLC, based in Houston, Texas. Sean has a proven track record of success in providing financial advice to a variety of clients, including individuals, families, businesses, and institutions. Sean holds the Series 63, SIE, Series 79, and Series 7 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Sean's previous experience includes working with RBC Capital Markets, LLC and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
TX
08/29/2024 - Present
J.p. Morgan Securities LLC (Houston TX)
TX
04/30/2015 - 11/09/2023
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
AZ
08/11/2008 - 03/09/2009
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BC
Issued 05/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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