Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Mullin is a financial professional with Northwestern Mutual Investment Services, LLC, a firm that specializes in providing financial advice and investment services. Sean has been in the financial industry since 2018 and is licensed to provide financial services in 15 states. Sean has obtained the Series 6, Series 7TO and Series 63 licenses. Sean is also a registered representative with FINRA and is currently licensed to provide investment advice in Florida. Sean has a wide range of experience and knowledge, and is committed to providing his clients with personalized service and tailored advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
08/28/2018 - Present
Northwestern Mutual Investment Services, LLC (PALM BCH GDNS FL)
BC
Issued 06/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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