Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Moore is a financial advisor with Nylife Securities LLC in Brooklyn, NY. Sean has been in the industry since 2013. Sean has passed the Series 63, Series 10, Series 9, SIE, and Series 7 exams. Sean is registered with the state of New York and California. Sean has previously worked at PHX FINANCIAL, INC., TD WATERHOUSE INVESTOR SERVICES, INC., ROAN CAPITAL PARTNERS L.P., MEYERS POLLOCK ROBBINS, INC., and A.S. GOLDMEN & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/12/2020 - Present
Nylife Securities LLC (BROOKLYN NY)
NY
12/27/2016 - 10/19/2018
PHX FINANCIAL, INC. (NEW YORK NY)
NE
10/10/1997 - 10/18/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
05/12/1997 - 09/01/1997
ROAN CAPITAL PARTNERS L.P. (NEW YORK NY)
NY
04/14/1997 - 05/19/1997
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NJ
03/27/1996 - 09/11/1996
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BC
Issued 03/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/15/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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