Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Molloy is a financial advisor with over 28 years of experience in the industry. Sean is currently registered with Citigroup Global Markets Inc. and holds a variety of licenses and certifications. Sean has a strong track record of providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Sean has a strong understanding of the financial markets and a commitment to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/27/2023 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
11/09/2018 - 03/30/2023
LPS CAPITAL LLC (NEW YORK NY)
NY
06/02/2016 - 09/12/2018
NATIONAL ALLIANCE SECURITIES, LLC (NEW YORK NY)
NJ
09/18/2015 - 05/31/2016
CLEARVIEW TRADING ADVISORS, INC. (TENAFLY NJ)
NY
11/05/2014 - 08/31/2015
NEWPORT COAST SECURITIES, INC. (NEW YORK NY)
NY
06/17/2013 - 10/09/2014
WHITE, WELD & CO. SECURITIES, LLC (NEW YORK NY)
NY
04/18/2012 - 06/13/2013
TEJAS SECURITIES GROUP, INC. (NEW YORK NY)
NY
09/08/2010 - 08/08/2011
G-2 TRADING,LLC (NEW YORK NY)
NY
05/17/2006 - 03/14/2008
COLLINS STEWART LLC. (NEW YORK NY)
NY
12/11/2003 - 02/28/2005
INVESTEC (US) INCORPORATED (NEW YORK NY)
NY
05/20/1991 - 12/09/2003
R.A. MACKIE & CO., L.P. (IRVINGTON NY)
NA
12/19/1989 - 05/20/1991
R.A. MACKIE & CO., INC.
BC
Issued 12/13/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2004
Series 4 - Registered Options Principal Examination
BC
Issued 06/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 09/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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