Unclaimed
Sean Kim is a registered investment advisor representative with State Farm Investment Management Corp. Sean has been in the industry since August 2005 and is licensed in California and other states. Sean Kim is also the owner and agent of Sean Kim's Insurance Agency, a State Farm insurance agency. Sean Kim is a licensed insurance agent and is also a licensed financial advisor. Sean Kim has a Series 6 and Series 63 license and has also passed the SIE and Series 65 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
10/24/2024 - Present
State Farm Investment Management Corp. (West Covina CA)
IA
Issued 07/18/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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