Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Micheal Smith is a financial professional with over 17 years of experience in the financial services industry. Sean is currently registered with Grove Point Investments, LLC in Houston, TX and is also registered with the state of Oklahoma. Sean holds the Series 6, Series 63, and SIE licenses. Sean was previously registered with NEW ENGLAND SECURITIES in Houston, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/31/2009 - Present
Grove Point Investments, LLC (HOUSTON TX)
TX
08/05/2005 - 06/16/2009
NEW ENGLAND SECURITIES (HOUSTON TX)
BC
Issued 05/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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