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Sean Michael Wolfe

Schwab Wealth Advisory, Inc.

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About Sean Michael Wolfe

Sean Wolfe is a financial advisor with Schwab Wealth Advisory, Inc. Sean has been in the industry since 2015 and has experience working with both Charles Schwab & Co., Inc. and J.P. Morgan Securities LLC. Sean is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, 66, 7, 9, and 10 securities licenses. Sean specializes in portfolio management for individuals and businesses, and financial planning.

Firm Information

Sean Wolfe is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Sean Wolfe’s Registration & Firm History

IN

01/10/2021 - Present

Schwab Wealth Advisory, Inc. (Indianapolis IN)

IN

04/17/2020 - 10/29/2020

J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)

IN

03/12/2015 - 04/06/2020

CHARLES SCHWAB & CO., INC. (Indianapolis IN)

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Licenses & Designations

BOTH

Issued 09/14/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/19/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2017

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/21/2017

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sean Michael Wolfe.
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