Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Michael Wagner is a financial advisor at Cowen AND Co. with over 25 years of experience in the financial industry. Sean Michael Wagner is registered with FINRA and holds Series 3, 7, 24, 55, 57TO, and 63 licenses. Sean Michael Wagner also holds the SIE designation. Sean Michael Wagner is registered in 8 states including California, Connecticut, Florida, Massachusetts, New Jersey, New York, Tennessee, and Texas. Prior to joining Cowen AND Co., Sean Michael Wagner was employed by COWEN EXECUTION SERVICES LLC and BEAR, STEARNS & CO. INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/31/2017 - Present
Cowen AND Co. (Stamford CT)
NY
08/06/2019 - 07/21/2020
COWEN EXECUTION SERVICES LLC (NY NY)
NY
06/16/2008 - 12/31/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
01/30/1996 - 06/12/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 12/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/12/1998
Series 3 - National Commodity Futures Examination
BC
Issued 01/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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